work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line of
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
the effective date of the Ministerial Regulation as per (1). Any business operator under (1) and (2) intends to undertake investment advisory services shall arrange to have operation system that prompt
Summary Part 2 The Issuer 2.1 Objectives of the fund 2.2 Business operation 1. Policy and overview of business operation 2. Nature of business operation 3. Risk factors 4. Research and development 5. Assets
เรื่อง การยกเลิกหนังสือเวียนเกี่ยวกับมาตรการดำเนินการบันทึกคะแนนความผิด (point system)
Re: Operating System Relating to the Undertaking of Fund Management Business
Work System, Contact with Investors and General Business Operation of Trustees
Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2)
. Investors can check the lists of commercial banks, securities companies and asset management companies that join this project as well as study the usage and features of the NDID system at www.ndid.co.th
retirement?. Presented at the Forum were the study on major exchange volatilities which are interrelated during the crisis and the study allocation of investment suggesting that starting plan for retirement