the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
(ADB) at the ACMF's request. The ACMF will further discuss the recommendations with relevant stakeholders including the exchanges. At the ACMF's 26th meeting, the ACMF acknowledged ADB's support in
connected transactions and acquisition of assets, the company is required to disclose the information on transactions to the Stock Exchange of Thailand (SET) and seek shareholders? approval on the
, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
any orders to derivatives broker, it shall be deemed that the Office grants an approval to such derivatives broker to use back office service upon request. Clause 7. The derivatives broker shall be
any orders to derivatives broker, it shall be deemed that the Office grants an approval to such derivatives broker to use back office service upon request. (Translation) -4- Clause 7. The derivatives
back office service upon request. (Translation) -4- Clause 7. The derivatives broker shall be deemed to have the permission to use back office service from the Office, if the service providers are as
permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if
securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if the service providers
Office grants permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from