rules on capital market personnel*. As a result, the SEC has revoked her approval as capital market investor consultant for 10 years, starting from June 8, 2016. SEC Deputy Secretary-General Tipsuda

at least 2 years investment experiences. High yield bond mutual funds will be allowed to invest in unrated bonds or non-investment grade debt instruments without limit but concentration rule will

Criminal Fining Committee therefore fined him 5,560,000 baht.In addition, the criminal fine caused {A} to have untrustworthy characteristics of director and executive at any listed company* for two years

for three years, starting June 21,2011.

identified, e.g., profits generated from normal business operation with potential recurring in the following years as opposed to those from speculative transactions during economic upturn such as profit from

development. MOU signed today is a step forward in our regional co-operation and integration and SEC-Cambodia looks forward to a long and fruitful partnership with SEC-Thailand in the years to come. We believe

two regulators over the past two years and is expected to create more opportunity for Thai capital market to connect with world-renowned Japanese capital market. It would provide more investment choices

environment resulted from freer flow of capital and ever more connected capital markets and economies.??In the past years, the SEC has put a lot of efforts to uplift professional standards and audit quality in

Section 125 of an imprisonment up to three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. The SEC

?Pride of the Provinces? two years ago, 219 companies from 39 provinces nationwide have participated in the project.? The SEC realizes that wider participation will bring about more awareness, knowledge