Zipmex Company Limited Zipmex disseminated or certified statements that were materially misleading in regarding the trading price of digital assets, in such manner that is likely to have an impact on
trading orders, trading securities on behalf of client and making trading decisions for benefit of client without the client?s orders.Following a complaint against {A} lodged by a client of KGI Securities
lecture on Governance, Risk Management and Compliance (GRC) for executives Communicating the Anti-Corruption Policy and prohibition of insider trading to directors and employees via KBank internal
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
PLC (SALEE). With the referral from the Stock Exchange of Thailand on irregular trading of SALEE shares as a result of a group of persons? trading causing the changes of SALEE share price and trading
processes at KBank and K Companies, these actions are consistent with economic circumstances and rapid changes in the prices of financial assets. We continue to emphasize proactive risk controls via the
Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following
Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The
Important statistics ( 7 record(s) found) No. Report Name Data File As of Data Definition 1 Statistical highlights of the Stock Exchange of Thailand (SET) 2022 2 Trading values of the SET 2022 3
Bangkok, June 10, 2014 - The SEC suspended two capital investment consultants, namely {A} and {C}, and a securities investment consultant {B} for trading securities on behalf of the client and