from 1 May 2015. Clause 2 In this Notification and the Application Form stipulated herein: The terms “institutional investor”, “listed company”, “parent company”, “subsidiary”, “same-level subsidiary

อาจจะไม่ลงทุนในหลักทรัพย์ที่มีการผิดนัดช าระหนี้ • กองทุนอาจลงทุนได้ถึงร้อยละ 10 ของสินทรัพย์สุทธิใน Private Investment in Public Equity (PIPE) การลงทุนใน PIPE เป็นหลักทรัพย์กองทุนสามารถลงทุนได้ ถึง

กันซึ่งเป็นไปตามดุลยพินิจของผูจ้ัดการกองทุน อย่างไรก็ตาม กองทนุอาจจะไม่ลงทนุในหลกัทรพัยท์ี่มีการผิดนดัช าระหนี ้ • กองทุนอาจลงทุนได้ถึงรอ้ยละ 10 ของสินทรัพย์สุทธิใน Private Investment in Public Equity

shares to specific investors (Private Placement) as specified in Part 2 Chapter 2 of the Notification of the Capital Market Supervisory Board No. TorJor. 72/2558 Re: Permission for Listed Companies to

newly issued shares in both cases constitute an issuance and offering of shares to specific investors (Private Placement) pursuant to the Notification of the Capital Market Supervisory Board No. TorChor

offering of the newly issued preferred shares to be issued and offered to the existing shareholders in proportion to their shareholdings and to specific investors, disposal of assets, and convening of the

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and

safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

Kannithi Company Limited Kannithi Company Limited offered for sale newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC office which is in