Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
The SEC has continuously monitored developments in the digital asset market and regulatory approaches in overseas jurisdictions. Foreign regulators (such as those in the United States, Canada
persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and
. _______________________ Remark: * Notifications on the relevant regulations are: (1) Notification of the Capital Market Supervisory Board No. Tor Nor. 59/2566 Re: Establishment of Mutual Funds for General Investors