Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ 3 สมาคม ได้แก่ สมาคมผู้ตรวจสอบและควบคุมระบบสารสนเทศ-ภาคพื้นกรุงเทพฯ (ISACA Bangkok Chapter) สมาคมความมั่นคงปลอดภัยระบบสารสนเทศ
Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
collaboration on enforcement efficiency in the digital age extension would create credibility and confidence in the operation of business operators as well as the execution of transactions in the capital market
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
Bangkok, August 22, 2012 ? The SEC today launched the project ?SMEs Bond? to promote another fundraising channel for small and medium-sized businesses with many privileges until the end of the