capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
_________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause
Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause 19 An
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
นวณในดชันี อยา่งไรก็ตาม ในกรณีที่มีข้อจ ากัดในการลงทนุในหุ้นที่เป็น ส่วนประกอบของดัชนี ผู้จัดการกองทุนอาจใช้กลยุทธ์การลงทนุแบบ “Representative Sampling Strategy” ซึ่งหมายถึงกองทุนจะเลือก ลงทุนในหลัก
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...
- Derivatives trading agent business - Securities borrowing and lending business - Sales and redemption representative of investment units Overview of the Stock Exchange of Thailand SET Index in the first quarter