Intermediaries Policy Department Director, Archinee Pattamasukhon said that the plan of the SEC to push for the “ease of switching” in the capital market can be categorized into three phases, including:(1
improved supervisory standards in many areas, including debts offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting
disruption, capital market regulators in ASEAN including the SEC further emphasize the need to promote and support ASEAN listed companies to enhance and maintain the quality of their corporate governance
: Principle 1: Institutional investors should adopt a clear written investment governance policy suitable for their business nature, including measures and procedures for clear duty performance at all levels
stage of life. Of equal importance is the integrated promotion of knowledge‑sharing activities across multiple sectors, including collaboration with listed companies to jointly drive, support, and
deposits and withdrawals The SEC will establish clearer and more robust guidelines for customer deposits and withdrawals, including the following: (1) Deposits and withdrawals must be conducted exclusively
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
?FILESEQUENCE=0&FUNDNAME=SCBFINTECH&FUNDCOMPRUNCOD... Microsoft Word - 2564_MSI5AI_project จัดต้ังขึ้นตามกฎหมายต่างประเทศซึ่งมีลักษณะเป็น โครงการลงทุนแบบกลุ่ม (collective investment scheme) ทั้งน้ี ไม่ว่ากองทุน
investment scheme) ทั้งน้ี ไม่ว่ากองทุนดังกล่าวจะจัดต้ังในรูปบริษัท ทรสัต์ หรอืรูป อ่ืนใด แต่ไม่รวมถึงกองทุน property https://market.sec.or.th/public/mrap/MRAPFile.aspx?FILESEQUENCE=1&FUNDNAME=MSI5AI