total revenues came from a major counterparty. 2.  In term of due diligence, failure to have the following information disclosed:(1)  Debt repayment ability of a large debtor which is also the applicant?s

of Special Investigation (DSI) for manipulating the share price of TWZ Corporation Plc . (TWZ) during the following periods: (1) September 28 to October 26, 2007, (2) April 28 to May 15, 2008, and (3

to Thai capital market as stated in the Master Plan for Capital Development approved by the Cabinet and the SEC?s strategic plan for 2010-2012.The SEC will push forwards the following aspects, in

identified, e.g., profits generated from normal business operation with potential recurring in the following years as opposed to those from speculative transactions during economic upturn such as profit from

Bangkok, May 30, 2011-  Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold  72,212,550 shares or

committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd.  Following the inspection reports of Globlex and KTB and her clients? complaints, the

publicized from 2016 onwards.Chalee Chantanayingyong, SEC Deputy Secretary-General, said following disclosure of the indicator of each listed companies in the third quarter of this year, the SEC planned to

acquire additional real estate within one year following the effective date of REIT regulation,? he added. # # # 

., Arya Payungvivattanakul, a managing director of Globalview Consulting Co.,Ltd., Ruangrit Pansiri and Aroonvadee Kittikasemsak  for jointly operating unlicensed securities businesses. Following suspicious

Limited while the misconduct occurred. Following the inspection report of Tisco Securities Company Limited, the SEC further probed into the case and found that Napat submitted a number of securities and