link:  https://market.sec.or.th/public/idisc/th/InvestorAlertFurthermore, leads on suspicious activities in the capital market can be notified to the SEC Complaint Center via Hotline 1207 or SEC

On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for

the bond market in 2019, which was approved by the boards of directors of both SEC and SET. The revised regulations are expected to be enforced in the first quarter of 2020, including (1) limiting the

trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from

, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures

Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the

Bangkok, May 10, 2012 - The SEC Board and the Capital Market Supervisory Board have approved regulations on establishment and management of Real Estate Investment Trust (REITs) to offer a new

) seller with in-depth information on the product offered to investor (product due diligence), (iv) distribution of fact sheet, (v) completion of customer?s suitability test prior to giving advice and (vi

Bangkok, Aug 15, 2011 - The SEC suspends four investor contacts, namely, (1) {A} of Asia Plus Plc. for one month, from August 10, 2011 due to his interference with client's assets and reprimands

short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and will be