the date on which such giving of advice is made in Thailand. Chapter 2 Operation ____________ Division 1 Contacting, Soliciting, or Giving Advice to Clients and Performance of Duty as Professional
at least two years from the date on which such giving of advice is made in Thailand. Chapter 2 Operation ____________ Division 1 Contacting, Soliciting, or Giving Advice to Clients and Performance of
or receiving requisition of investment unit redemption; (2) the appointment of a marketing representative of private fund . Chapter 1 Appointment of a Representative ___________________ Division 1
of private fund. Chapter 1 Appointment of a Representative ___________________ Division 1 3 Appointment of an agent for selling investment unit or receiving requisition of investment unit redemption
hold position of director or manager of management company or any other equivalent position with any other title responsible for the division related to capital market; (2) not being a director
Being REIT Manager __________________ Division 1 Applying for obtaining an approval _____________ Clause 4 The following companies can apply for obtaining an approval of being a REIT manager [from the SEC
bondholders’ meeting, the company will separately count the quorum for each bond series issued simultaneously and governed by the same terms and conditions, resulting in a division into seven groups. However
ASEAN will help drive the flow of useful and relevant information to the ASEAN capital markets.?Mr. Asih Ariyanto, Head of Accountancy Professions Inspection Division, PPPK (Indonesia) said ?The AARG will
Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for