special case expert and acting Director of the Bureau of Legal Affairs, the Department of Special Investigation (DSI), the Ministry of Justice. With over a decade of experience in special case investigation
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
The Securities and Exchange Commission (SEC), led by Assistant Secretary-General Ms. Sucha Boonyanate, welcomed students and instructors from School of Law, Mae Fah Luang University, on their study
presented the study on Thai equity fund performance and information of which investors should learn prior to making decision to invest in funds. The Forum was hosted under the Memorandum of Understanding
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
/2022 and (3) the reviewed financial statements for Q3/2022. This case is in the process of investigation by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official
of the Stock Exchange of Thailand within the period specified in the notification. This case is in the process of investigation by the inquiry official. SEC Act S.300 in conjunction with 56(1
, court fees to be paid as much as the plaintiff won the case. Therefore, the Court has issued the warrant for enforcement and begun investigation against the Defendant’s properties and it has been found