sale newly issued securities in the category of Promissory Note (P/N) between December 2014 to December 2021 without approval from the SEC Office which is in breach of The Securities and Exchange Act B.E
the category of Crowdfunding bond between December 17, 2021, and May 17, 2022 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
the category of Private placement between Between 24 – 26 May 17, 2023 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction
the category of debenture without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a
securities in the category of Private placement Between 20 June 2017 – 20 December 2017 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
specified in the notice of the shareholders’ meeting the seeks approval for the issuance and offering of new shares that is not in accordance with rules, conditions and procedures as specified in the
Bank of Thailand on an annual basis. Prior approval is not to be sought from the Bank of Thailand before the significant adoption or change in technology. 3. Commercial banks must undertake third party
. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
receives from selling units and is registered with the SEC Office; (17/1)8 “auditor” means a certified public accountant who has obtained an approval from the SEC Office; (18) “association” means an