IT outsourcing may cause a risk to the securities company in various means different from carry out a business cause of the securities company such as access risk integrity risk that escalate because
Notification of the Capital Market Supervisory Board concerning Investment of Funds; “management company” means a securities company that is licensed to undertake securities business in the category of mutual
Right of the management company to access and examine the information 5. There should be measures to prevent any action that may cause conflict of interest both in the part of the delegator and in
company to access and examine the information 5. There should be measures to prevent any action that may cause conflict of interest both in the part of the delegator and in additional part of the delegatee
efforts of all units involved. KASIKORN SECURITIES PCL has developed investment technologies plus varied functions in alignment with investor behavior in the digital era, driving the company to garner a
Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corporation Public Company Limited 2. Information Memorandum on the Acquisition of Assets (Schedule 1) of
One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to
Mr. Khumsup Lochaya During July 23 and November 12, 2012, Mr. Khumsup Lochaya sold 15,000,000 shares of Superblock Public Company Limited (“SUPER”) through his account and 27,500,000 shares through
2012 and 17-25 October 2012, at the total amount of 1,561,600 shares.Kerati, who had an access to the inside information by virtue of his position as a senior executive of a company that was another TIP
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view