Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report
his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Management’s Discussion and Analysis (MD&
liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Form 56-1 One Report for the
processes to ensure that the client is the same person whose identity appears in the evidentiary documentation of an application for doing business transactions with the securities company , and verify the
appears in the evidentiary documentation of an application for doing business transactions with the securities company, and verify the identity of the client, the ultimate beneficiary for the securities
e-service Online Submission See canceled document Derivatives Agent >> Net Liquid Capital Rule (Section 49) Type Title Section See Document Status Notified Date Effective Date 1. Circular SEC
e-service Online Submission See canceled document Derivatives Agent >> Reporting Requirements Type Title Section See Document Status Notified Date Effective Date 1. Circular SEC. Nor Por. (Wor
ใชง้านระบบ E-Submission ดว้ย DGA Digital ID SEC Classification : ใชภ้ายใน (Internal) 9©Copyright รวมลงิกต์า่ง ๆ • วิธีการลงทะเบียน DGA Digital ID ลิงก์ • E-Submission ระบบทดสอบ ลิงก์ https://kb.dga.or.th
คูม่อืส ำหรบัประชำชน : ระบบแจง้แตง่ต ัง้ผูเ้ก ีย่วขอ้งในการน าสง่ขอ้มูลอเิล็กทรอนกิส ์ ( Electronic Information Submission Management System) [N] หนว่ยงำนทีใ่หบ้รกิำร : ส ำนักงำนคณะกรรมกำรก ำกับหลัก
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic