least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of person qualified to be fund manager shall attend
the period specified by the Office under paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of
does not intend to apply for an approval to be listed in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for
net worth investor Institutional investor / venture capital fund/ private equity fund Securities company / financial advisor / underwriter Other (please specify
conduct. 2 The company should specify anti-corruption measures suitable to the risk profile of the company. 2. The board of directors demonstrates independence from the management and exercises oversight of
offer for all securities of the business shall clearly specify the following information: (1) The name of the applicant intending to request for the resolution of the shareholders’ meeting for the
rule to make the parties listed in concern specify for the company who made the parties listed must be setting the financial assistance to show the comment to shareholder in the case that have to