Roadmap for ASEAN Sustainable Capital Market initially drafted by the ACMF members to strengthen ASEAN capital markets’ ecosystem for sustainable development which was in line with theme of Thailand’s

business, which also reduces redundant identification processes.  As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be

which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to

been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

investors, which incurs an obligation for PACE to repurchase a certain amount of its preferred stocks from the counterparties. The clarification must inform whether there will be any effect on the company's

SEC Secretary-General Ruenvadee Suwanmongkol said in the seminar “Prepare Thai Capital Market towards KYC in the Digital Age”, which SEC had held on 22 May 2019, that although technology had

SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

, such as notifications regarding handling of complaints or maintenance of capital/financial status.SEC welcomes and will take into consideration more public comments which may be related to

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example:  - The operation system shall have in place a client