the penalties under the second paragraph of Section 281/2 of the SEA, in conjunction with Section 86 of the Penal Code. The SEC has therefore filed the criminal complaint against the three offenders

with Section 86 of the Penal Code. The SEC has therefore filed the criminal complaint against the three offenders with the DSI for further legal proceedings.In addition, the criminal complaint for the

three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  For unlicensed securities business operated by S

through a variety of channels including booth exhibition.Visitors will experience basic financial planning knowledge - ?Three bags of Money Tips? saving techniques, suitability test and saving for

scheme, {F} and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts.Their actions were in

Section 125 of an imprisonment up to three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. The SEC

companies ? Kasikorn Securities, Tisco Securities, Krungsri Securities and Phatra Securities - and three asset management companies - Kasikorn Asset Management, Tisco Asset Management and Krungsri Asset

capital market investment consultant for 11 months. Having considered that he had already been suspended by Tisco Securities Securities for three months, the suspension imposed by the SEC shall remain 8

sufficient information for their decision-making.The above transaction must be approved by shareholders with at least three fourths of the shareholders attending the meeting and eligible to exercise voting

specified internationally accepted accounting standards;- The SEC-approved financial advisor must provide service and advice for three years;- Additional information must be disclosed in the registration