perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the following sentences
securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform their duties as directors or executives of a securities issuing company and listed
conduct regulations to facilitate providing of services in foreign products. Furthermore, the SEC has worked with relevant organizations in preparation for integration of the Agricultural Futures Exchange
instruments and revised business conduct regulations to facilitate providing of services in foreign products. Furthermore, the SEC has worked with relevant organizations in preparation for integration of the
in order to amend the details of the allocation of the newly-issued shares (if any) and further inform the Stock Exchange of Thailand (“SET”) pursuant to the relevant laws and regulations. In addition
’ Meeting in order to amend the details of the allocation of the newly-issued shares (if any) and further inform the Stock Exchange of Thailand (“SET”) pursuant to the relevant laws and regulations. In
) imposing the intermediary to submit any information, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary, in order to monitor the compliance with this
must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of integrity and honesty and without any disgraceful record, and must