risks arising from derivatives, the SEC shall https://publish.sec.or.th/nrs/2243pe.doc Translation : Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue
operation, control and risk management of derivatives broker which violated section 113 of http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 30/04/2001
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
https://publish.sec.or.th/nrs/3866pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking
://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and
https://secsearch.sec.or.th/?search=virtual+property+OR+%22virtual+property%22+OR+%22digital+real+es... SEC Search , Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker
Committee Order No. 3/2022 Dated 28/04/2022 Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and
=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital
be deposited following a margin call by the derivatives broker to a https://publish.sec.or.th/nrs/4642pe.doc Translation real estate or leasehold right of the following mutual funds: (1) property fund