) Enforcement Act of 2007 ; the Provident Fund Act of 1987 ; the Emergency Decree on Special Purpose Juristic Persons for Securitization of 1997 , and the Emergency Decree on Digital Asset Businesses of 2018
asset business operators, the banking sector, law enforcement, and relevant agencies to improve efficiency in preventing victims' funds from being transferred out through digital asset mule accounts
of the Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in this case. “The SEC always places high importance on legal enforcement and
strict enforcement of the Securities and Exchange Act."________________________Remarks: * Undecided Case No. Or. 90/2024 and Undecided Case No. Or. 441/2024** Relevant news: 1. SEC News No. 117/2023
Secretary-General, overseeing the Legal Division and the Enforcement Division; 2. Ms. Jomkwan Kongsakul, Deputy Secretary-General, overseeing the Intermediaries Supervision and Market Division, the
โยบายในการนำเครื่องมือ e-enforcement เพื่อเฝ้าระวังป้องกันการกระทำความผิดเกี่ยวกับตลาดทุน และอยู่ระหว่างพิจารณาแนวทางในการตั้งพนักงานสอบสวนคดีพิเศษเป็นพนักงานเจ้าหน้าที่ตามพระราชบัญญัติหลักทรัพย์และ
, Deputy Secretary-General, in charge of Legal Development and Enforcement; 2. Mrs. Paralee Sukonthaman, Deputy Secretary-General, in charge of Intermediary and Market Supervision, Investment Management
The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
of the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be