Category of Securities Finance By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), in conjunction with Clause 4 of the Ministerial Regulation No. 7 (B.E. 1996) issued under the
usable, consequently necessitating sales below cost. However, the auditor was unable to verify this claim and found no supporting evidence to confirm the stated facts. After considering in conjunction
other persons regarding the prices or trading volumes of the securities, liable to be offenses under Section 244/3(1) in conjunction with Section 244/5(2)(3) of the Securities and Exchange Act B.E. 2535
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
above actions are liable to be in violation of Section 312 and Section 281/10 in conjunction with Section 300 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be).Therefore, the
compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount
public. The said action was in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 86 of the Penal Code. The Southern Bangkok Criminal Court
penalties under Section 296 of the Act in conjunction with Section 86 of the Criminal Code. Both persons agreed to enter the settlement procedure. The Settlement Committee imposed a respective fine of 500,000