for promoting the development of financial innovation and regulations in our respective jurisdictions. We look forward to enhancing a close cooperation with the CSSF in the future.”Mr. Claude MARX

state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also

DFSA. We strongly believe that a close collaboration between DFSA and SEC Thailand is a stepping stone towards stronger and continuing development of financial innovations and regulations in our

investment to earn optimal benefits for investment owners and clients. Having such policy and close investment monitoring will encourage the invested companies to adopt good corporate governance and

into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close

Understanding (MoU) where Suzuki Motor Corporation planned to purchase from the said sellers the shares of Thai Suzuki Motor Co., Ltd. The MoU prescribed a condition that the sellers must proceed to either close

Mr. Satit Viddayakorn During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mr. Satit Viddayakorn colluded with others to manipulate the stock

Mr. Sirivat Voravetvuthikun During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mr. Sirivat Voravetvuthikun colluded with others to manipulate

Miss Pallapa Viddayakorn During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Miss Pallapa Viddayakorn colluded with others to manipulate the

Mrs. Payao Chalacheebh During the period of 25 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mrs. Payao Chalacheebh colluded with others to manipulate the stock