client assets to provide securities selling services and reduce derivatives positions for transferred clients while the client information collection and KYC is in process, provided that certain conditions
sufficient material information when voting on relevant agenda items, the SEC, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), requires CIG to clarify facts and provide
). This is to provide investors with sufficient information for making informed investment decisions. Additionally, Thailand ESG Fund will be exempt from the application fee and the modification fee from
This seminar aimed to provide in-depth knowledge and strengthen the capacity of the business sector to raise funds under the framework of Transition Finance, facilitating a credible transition to
17th July 2023 was co-organized by the United Nations (UN), the PRI initiative, Asia Investor Group on Climate Change (AIGCC), and SEC Thailand to provide the fundamentals and best practices for
proper, and efficient operational systems and personnel to provide continuous services for the best interest of their clients, whereby the business operators’ personnel can perform their duties properly
particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval
cryptocurrency which will be introduced as a mechanism for payment). Facebook will also set up a company Calibra to provide a wallet service for Libra users.Impacts from Libra – Opportunities and Challenges
, independence stipulation of the board of directors, and IT governance policy and practices, among others. IOD will continue to provide support to enhance the good corporate governance practices of Thai listed
organization’s awareness and provide organization with essence knowledge in preparing before the law on personal data protection comes into force. In this regard, we has developed framework on FPTI PDPA Model