Securities Public Co., Ltd. (currently renamed as Beyond Securities Public Company Limited) with the authority to place orders in the trading accounts of private fund clients, executed trading orders of FVC

work system that prevents the use of client assets in the company’s custody to engage in any activities or seek benefits, regardless of the means. This includes putting in place separate accounts for

trading accounts, during 12 December 2018 and 25 February 2019, in a different manner from their normal practice, and had avoided losses from a decline in TRC share prices before its 2018 net loss operating

personal relationships and/or connections in relation to placing, knowing about or colluding to place trading orders and/or allowing other persons to use securities trading accounts had placed SCN share

the securities trading accounts of others while they were the true beneficiaries, and acquired and held the securities of ADAM which increased or decreased by more than 5 percent and totaled 25% of

act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the

the total number of account receivables recorded as allowance for doubtful accounts or calculation from the net profits. 4. GJS share price of B0.27 per share, which was calculated based on the Adjusted

performing any action in violation of law.The SEC probe into the case and found that the four investment consultants, responsible for securities trading accounts of overseas brokers (omnibus account

Expenses 12.30 30.06 13.74 2,252.46 Administrative costs (40.45) (98.85) (47.78) (7,832.79) Allowance for impairment of joint venture capital - - (29.81) (4,886.89) Doubtful accounts (90.99) (222.36) (88.24

on Trade Finance The assets and liabilities as shown on the balance sheet are consisted of cash, transaction equivalent to cash, invesment, trade accounts receivable and payable, other trade accounts