securities business in the category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2. This Notification shall apply to securities underwriting made for a
category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2. This Notification shall apply to securities underwriting made for a securities offeror who is obliged
management company” means a securities company licensed to undertake securities business in the category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2. This
securities business in the category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2 This Notification shall apply to securities underwriting made for a
category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2 This Notification shall apply to securities underwriting made for a securities offeror who is obliged
. Kritsada Pruitipat Disposition Stock 5.1649 0.2795 4.8854 18/01/2022 5.1649 0.2795 4.8854 246016092201-1 W Mr. Nuttawut Phowborom Disposition Stock 11.5409 11.5409 0 03/12/2021 11.5409 11.5409 0
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
SOCIAL SECURITY OFFICE Disposition Stock 15.0391 0.1152 14.9239 05/11/2021 15.0391 0.1152 14.9239 246014432111-1 BCP SOCIAL SECURITY OFFICE Acquisition Stock 14.9839 0.0552 15.0391 12/10/2021 14.9839
Miss Nitchakan Chanthansirikun Disposition Stock 5.2838 0.3118 4.9719 01/02/2022 5.2838 0.3118 4.9719 246016512202-1 UREKA Miss Pinyalak Kiratiphatthananan Acquisition Stock 0 20.6391 20.6391 16/12
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings