Term fund is highly popular among investors, asset management companies and commercial banks. As of the end of Q1/2019, the total net asset value was approximately 770,000 million baht and 96
) - (Derivatives) (Efficient Portfolio Management) / - 25 www.aiaim.co.th - (Non-Investment Grade) (unrated) 20 NAV (Unlisted Securities) AIA-GAA 4 1. (Credit Risk) Credit rating National Credit Rating AA, A BBB BBB
) (Feeder Fund) / (Fund of Funds) (risk spectrum) 30 / / / / ( ) 2 80 79 79 . 25 . . . (Circle Investment) (Cascade Investment) (Derivatives) (Hedging) (Derivatives) (Efficient Portfolio Management
) (Efficient Portfolio Management) / - 25 www.aiaim.co.th - (Non-Investment Grade) (unrated) 20 NAV (Unlisted Securities) AIA-GCA 3 1. (Credit Risk) Credit rating National Credit Rating AA, A BBB BBB unrated
., institutional and high net worth investors, to enhance competitiveness of asset management companies and diversify choices of investment for investors with higher risk tolerance. The draft revision aims to allow
| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
investment diversification; and (7) the asset management company will be required to evaluate risk profile of, and give proper advice to, each fund member (suitability) who has investment choices
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
Guidelines, which cover the following key points: (1) To reduce the submission frequency of IT audit reports suitable for the risk level of small business operators and low-risk business operators to every