to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme
Following tips and the SEC’s further inspection, it was found that {X1} has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the
related to utility tokens or cryptocurrencies that have any of the following characteristics: (1) Meme token: having no clear objective or substance or underlying, and whose price running on social
investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a
appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take
Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses
preparing the training course “Business and Human Rights for Business Sector in the Capital Market” consists of the following advisors: (1) Emeritus Professor Vitit Muntarbhorn (2) Mrs. Prakairatana
, no one had made any investment following the solicitation by such scheme.In the case of Lederer (Thailand) and its authorized director Kanyakorn, investors were persuaded to make an investment at the