obtaining the clients? instructions.  They cannot make securities and derivatives trading decisions on behalf of clients, regardless of the client's permission.  In this regard, the aforesaid {A}'s actions

the clients.  They cannot make securities trading decisions on behalf of clients, regardless of the client's permission.  In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of

misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed

) issuing and selling of Libra investment token (not Libra cryptocurrency). If the token will be offered in Thailand, a permission is required. However, this possibility is very low as those who are allowed

responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use Mr.Charnchai’s trading account to subscribe

responsible for the underwriting of Takuni Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, by allowing Mr.Chupong to use her trading account to subscribe and receive

Mr. Dominic Der Kevorkian Mr. Dominic Der Kevorkian, as managing director responsible for the operation of K-TECH Construction PLC (KTECH), failed to supervise KTECH to submit the financial

Mr. Donald Ian Mcbain Mr. Donald Ian Mcbain, as a director responsible for the operation of K-TECH Construction Public Company Limited (KTECH), failed to supervise KTECH to prepare and submit the

Mr. Dorn Romakorn Mr. Dorn Romakorn, Director responsible for the operation of K-TECH Construction Public Company Limited ("KTECH") failed to supervise KTECH to prepare and submit (1) the

Ms. Rachanee Tripipatkul Ms. Rachanee Tripipatkul, Director responsible for the operation of K-TECH Construction Public Company Limited ("KTECH") failed to supervise KTECH to prepare and