the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
the Board of Directors Meeting No. 1/2018, there are remaining portion of unexercised warrants under CCET-WB of 197,450,000 units which might be partially or fully exercised by the holders after the
17.13 17.13 17.13 Issued and fully paid-up share capital- ordinary shares 17.13 17.13 17.13 Retained earnings (Loss) 2.57 0.06 (10.07) Total equity 19.69 17.18 7.05 Total liabilities and shareholders
concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the
analysis prescribed by the relevant organization with the derivatives business recognized by the SEC Office. Clause 14 In performing the duty as a derivatives broker for clients, the derivatives broker shall
Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for Undertaking the Derivatives Business for Licensed Derivatives Brokers (No. 2) dated 1 February 2010. 5 Clause 14 In performing the duty
may be; “auditor” means a certified public accountant who has obtained an approval from the SEC Office; “trust manager” means a person performing the duty of a trust manager pursuant to trust instrument