;), knew the inside information about an increase of the net profit of TRUBB and subsidiaries between January to February 2017 and January to March of 2017 by virtue of her position. Subsequently Miss
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) the offer for sale of the debt securities may cause damage or unfairness to investors in general, or the investors may not have received correct or sufficient information to support their investment
from the wholesale business decreased due to competition from larger competitors within the dealer customer group. However, the trend for franchises has improved, even though it cannot fully compensate
จัดการและการจ ากดัการใช้ข้อมูลภายใน 6 2.1 การจดัโครงสร้างองคก์รท่ีมีระบบหรือกลไกในการควบคุม ก ากบัและตรวจสอบ การจ ากดัการใชข้อ้มูลภายในท่ีมีประสิทธิผล (information barrier) 6 2.2 การบริหารจดัการและการจ า
conflict of interest with REIT, the following manners shall be deemed sufficient disclosure of information to unitholders or investors: (1) disclosure [of information] through the channel as stated by the
real estate; - Specify other significant information, i.e., the offeror (REIT manager), trustee, financial advisor, lead underwriter, sub underwriter; - Specify the filing date of the REIT Registration
and facilitate the submission of various reports and data; - Providing capital market information through SEC Check Tools Initiative, an investment resource hub for the public. These tools
sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to