Securities and Exchange Act 2535 109 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Thor. 59/2552 Rules and Periods for Report Submission of Securities Companies 03/08
the Notification of the Capital Market Supervisory Board Tor Chor 21/2551 Re: Rules of Connected Transaction. Moreover, after calculating the size of the acquisition of assets, it is not required to
investment value of $30 million or THB990 million approximately. According to the Notification of the Capital Market Supervisory Board No. TorJor 20/2551 Re: Rules on Entering into Material Transactions Deemed
e-service Online Submission Mutual Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Nor. 1/2554 Rules, Conditions
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 87/2552
Date 1. Act Securities and Exchange Act 2535 98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of
duties honestly in violation of Clause 23(1) and characteristics of personnel in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8
have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter; (3) Consolidating regulations concerning the same issues for
authorization from client to make securities trading decisions on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for
. Notification of the Capital Market Supervisory Board No. TorKhor. 35/2553 Re: Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit