market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
. The SEC, therefore, suspended the approval of equity investment consultant of {A} for 2 months. Having considered that she had already been suspended by of Asia Wealth Securities Co., Ltd. for one month
power project at the upcoming Extraordinary General Meeting of Shareholders on August 19, 2015. The GUNKUL Board of Directors has resolved for the company to seek the shareholders? approval on four asset
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Owing to the fact that her approved investment consultant status
in the latest four consecutive quarters. The Stock Exchange of Thailand (SET) will provide calculation and announcement lists of qualified securities at the end of each quarter.Moreover, the approval
National Council for Peace and Order (“NCPO”) has released the order No. 4/2562 in subject of a measure to solve the problems of the operations of the Television and Telecommunication, the significant
measure to solve the problems of the operations of the Television and Telecommunication. The Group has considered to reverse of impairment loss of digital television license of Baht 486.70 million in the
time they open a new account. The single form helps to solve such issue. In addition, investors may request the current service provider who has a compatible system to send the account opening
limit approved by the Court. As a result, the Planner was required to solve various problems and negotiate with advisors in order for them to continue their services whereby the Planner has currently