order such securities registrar to rectify such matter within a period as specified by the Office. Clause 7 In the case where any securities registrar: (1) does not comply with the order of the Office or
which this Notification comes into force. (2) In case of holding derivatives position, the derivatives broker may continue the holding for the remaining period and shall not extend or renew such contract
the holding for the remaining period and shall not extend or renew such contract unless such derivatives broker acts in compliance with the rules prescribed in Clause 4 or Clause 5, as the case may be
holding derivatives position, the derivatives broker may continue the holding for the remaining period and shall not extend or renew such contract unless such derivatives broker acts in compliance with the
fund after the initial investment, should the total value of all transactions made between the property fund and related persons in the same group within any six-month period exceed a hundred million
-month period exceed a hundred million baht or three percent of the net asset value of the mutual fund, whatever lower, the mutual fund management company shall request for a resolution from the
A derivatives broker shall require its clients to deposit a margin within the specified period as follows: (1) For initial margin : (a) in case of institutional client s or market maker s , the margin
require its clients to deposit a margin within the specified period as follows: (1) For initial margin: (a) in case of institutional clients or market makers, the margin shall be deposited at least one hour