. Additionally, information on mule accounts will be shared from the banking sector and other relevant authorities to digital asset sector. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson
creation of obligations in securities to ensure that investors receive essential, comprehensive, and sufficient information for investment decision-making. Moreover, additional legal measures would be in
: https://market.sec.or.th/public/idisc/th/InvestorAlert. To report any information regarding suspicious activities, please contact the SEC Complaint Center via Hotline 1207 or the SEC Official Facebook
giving more clarifications to the special case inquiry official, for example, if further investigation is required. Our collaboration aims to provide the inquiry official with information and assistance
(1) to disclose information related to investments in the Notes to the Financial Statements up until the period with the investment proportion lower than 40 percent of the total assets; (3
ensuring more appropriateness, less reporting repetition, and more flexibility for those responsible for the reporting, the amendment still ensures that the users receive sufficient information in a timely
had filed the complaints. In this connection, the SEC had already provided information necessary for DSI legal proceedings.”The order establishing the working group for integrated enforcement actions
bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example: (2.1) To provide information so that investors understand the
with ongoing access to financial and investment information and knowledge.
and submit the rectified financial statements that have been audited and reviewed by the auditor to the SEC and simultaneously report the disclosure of related information under Section 56 of the