ของบริษัท ต้องปฏิบัติตามเกณฑ์ในข้อ 3.1 และ 3.2 ข้างต้นด้วย 4. จัดทำรายงานข้อมูลการลงทุนเพื่อพอร์ตบริษัทต่อสำนักงาน ในการจัดส่งแฟ้มข้อความ (TEXT FILE)

กว้างส าหรับในกรณีลักษณะน้ี เช่น ใส่ค าว่า “ถ้าเป็นไปได้” หรือ ระบุ vendor เช่น SETTRADE เป็น exception ไว้ในร่างประกาศแนวปฏิบัติฯ SETTRADE ให้บริการ internet trading platform - ITP แก่ผู้ประกอบธุรกิจโดยจ

or warranty, express or implied, as to the accuracy or completeness of the information contained in this document or otherwise made available nor as to the reasonableness of any assumption contained

results based on its audited consolidated financial statements ended 31 December 2018 as follows. Management’s Discussion and Analysis The following Management's Discussion and Analysis should be read in

results based on its audited consolidated financial statements which ended 31 December 2019 as follows: Management’s Discussion and Analysis The following Management's Discussion and Analysis should be read

business operator may do so only with prior approval from the Office. In seeking such approval, the business operator shall present document and evidence related to operating plan, operating system in

present document and evidence related to operating plan, operating system in providing service, internal control system and risk management system for the securities borrowing and lending business, which

business operator shall present document and evidence related to operating plan, operating system in providing service, internal control system and risk management system for the securities borrowing and

use to provide service and store document; (2) arrange to have a notice board, which can clearly be seen, indicating the nature of services to be provided on the area under (1). Clause 9. The branch

for the branch office to serve customers and to store documents separated from space that other people use to provide service and store document; (2) arrange to have a notice board, which can clearly be