agencies to support legal enforcement under the SEA after the criminal complaint has been filed. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “This criminal complaint is an
enforcement under the SEA after the criminal complaint has been filed. Remark: * Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of
ธุรกิจหลักทรัพย์ รวมทั้งแนวทางในการปรับตัวของผู้ประกอบธุรกิจให้พร้อมรับการเปลี่ยนแปลงที่เกิดขึ้น ภายใต้หัวข้อ “Landscape of Thai securities businesses after Covid-19 and under digital disruption”นางสาวรื่น
million newly issued shares to PLANB (accounting for 19.96 percent of the paid registered capital after the private placement), at 1.4381 baht per share, totaling 1,553.15 million baht. The remaining
, keeping, or destroying of personal data. I believe that 1 year after the effective of the law, stakeholders of each organizations will learn and improve their compliance with the law. However, it is
by foreign issuers,? said Mr. Sakkarin. The amendments which have been approved by the National Legislative Assembly and the Cabinet will take effect after His Majesty the King?s royal endorsement
Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality
collectively and appropriately with other investors and stakeholders in case the investee companies ignore or fail to solve problems even after the monitoring has been escalated to stress the level of concerns
in operation but changing identity or office after being raided and charged by the SEC. Investors should therefore take precaution and not making any investments with companies not licensed by the SEC