close management and monitor of performance of over 1,500 personnel in on-ground marketing teams and cash van sales force to promptly action on any changing circumstances in order to bond good relations
นาคินภัทร จ ากัด มีดัชนีชี้วัดการต่อต้านคอร์รัปชั่นในระดับ : ได้รับการรับรอง CAC ทั้งนี้ CAC คือ โครงการแนวร่วมปฏิบัติของภาคเอกชนไทยในการต่อต้านการทุจริต (Thailand’s Private Sector Collective Action
ได้ อื่น ๆ • CAC คือ Thailand’s Private Sector Collective Action Coalition Against Corruption (โครงการแนวร่วมปฏิบัติของภาคเอกชนไทยใน การต่อต้านการทุจริตของสมาคมส่งเสริมสถาบันกรรมการบริษัทไทย
such action until the complaint handling is completed. In the case where the giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the
negotiation and the handling thereof has not completed within such period, the securities company shall maintain the records of such action until the complaint handling is completed. In the case where the
) having a clear action plan which demonstrates determination for providing services of trading investment units in the long run; (6) having sufficient readiness for providing services and ensuring that
ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited
, in addition to the action under the first paragraph, the mutual fund management company shall arrange for the mutual fund supervisor to examine and certify in writing that such transaction is in