approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate

the same direction as global trend,? said SEC Secretary-General Vorapol Socatiyanurak.During the last two years, the SEC has revised regulation governing auditors to be on par with international

investment before soliciting customers, especially the elderly aged 60 years old or more and inexperienced investors, to invest in fund products suitable for their risk profile

the SEC's key focus laid out in the plan.     SEC Secretary-General Rapee Sucharitakul said: ?Our blueprint for the next three years aims to solve fundamental issues and build intermediaries

}, capital market investment consultant, is suspended for two years;  (2) {C}, securities investment consultant, is suspended for 18 months;  (3) {D}, capital market investment consultant and investment

been well-receptive during the past two years. Today event aimed to recognize the success of 16 companies approved to launch the IPOs under the specified criteria. Along with those companies, the

thousand baht, Start a journey to your dream? Project. Our nationwide branches along with over 130 years of experience in postal and financial businesses, Thailand Post?s strength of having public

. We look forward to the participation of more ASEAN jurisdictions in this framework over the coming years.?  Mr. Vorapol Socatiyanurak, SEC Thailand?s Secretary-General, said ?The implementation of the

investment consultants must be prompt to provide the said services by the next 2 years, there is time for all commercial banks to develop the staff competency. Meanwhile, the SEC asked the commercial banks to

organized AMG assessment program since 2006. Throughout these years, we witnessed continuous improvement as most companies earned better scores each year; and this year the average score was even higher at