all types of complex, non-complex and high-risk capital market products.

, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures

by the SEC . The proposed rules also require that all digital asset business operators have an adequate source of fund, cybersecurity and IT risk management, Know-Your-Customer and Customer-Due

a long-term investment spaning over different stages of life. Thus, it should be sustainable. The SEC encourages provident funds to apply the I Code as a guideline, apart from return and risk factors

-mail: pinyapat@sec.or.th หรือ phireeyaphon@sec.or.th จนถึงวันที่ 23 ตุลาคม 2566________________________หมายเหตุ: *ตามหลักการ same activity, same risk, same rule and same supervision **สินทรัพย์ดิจิทัลที่

wellness through appropriate investment opportunities and risk management can be achieved.The SEC, having taken part in the formulation of the 4th Capital Market Development Plan (2022-2027) together with

risk, same rule,” and allocates resources to build investors’ knowledge and understanding on a continuing basis while strengthening cooperation with all parties involved, both local and international

on all types of complex, non-complex and high-risk capital market products, e.g. investment units of mutual funds offered to institutional or ultra-high net worth investors, investment units of

 phireeyaphon@sec.or.th. The public hearing ends on 23 October 2023.________________________Remarks: * Based on the principle of “same risk, same supervision outcome.” ** the Digital assets specified under

- Office of Economic and Risk Analysis, Public Company Accounting Oversight Board (PCAOB)• Mr. Aubrey Moore ตำแหน่ง National Associate Director - Division of Registration and Inspections, Public Company