/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt instruments dated 11 October 2000. The repeal of such notifications under the
categorized as securities brokerage, securities dealing, securities underwriting and mutual fund management, and allow such businesses to participate in the regulatory sandbox program, which has already
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Derivatives Dealing (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company
other laws: (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units ; (c) brokerage, dealing, or underwriting
not limited to debt securities or the units; (c) brokerage, dealing, or underwriting limited to units which: 1. has securities portfolio; 2. provides services of trading investment units, registered as
) brokerage, dealing, or underwriting limited to units which: 1. has securities portfolio; 2. provides services of trading investment units, registered as listed securities, for clients through a member of SET
derived from a variety of products, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own account, bond dealing, private
derivatives business of Baht 233 million. The decrease in brokerage fee income was from securities business due to a decrease in SET average daily trading volume of retail investors. 1.2 Fees and Service income
securities business of Baht 706 million, Brokerage fees from derivatives business of Baht 211 million. The decrease in Brokerage fee income was mainly due to a decrease in average daily trading volume of the
decrease of 43 percent compared to the first quarter of the previous year, mainly from a decrease in SET and TFEX average daily trading volume. 1.2 Fee and Service income The Company’s fee and service income