intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the Notification on Standard Conduct of
each accounting period of the mutual fund; (3) the information that the intermediary may invest in the same securities as those invested for the clients shall be disclosed in the prospectus for the offer
business operator or derivatives business operator under sub-paragraph (1) and by a holding company under sub-paragraph (2) shall include those held in all levels by subsidiary companies of such juristic
held by a commercial bank, securities business operator or derivatives business operator under sub-paragraph (1) and by a holding company under sub-paragraph (2) shall include those held in all levels by
SEC Office; The assets that derivatives broker requires a client to deposit as the margin under sub clause (2) and (4) of the first paragraph shall be the same category as those the derivatives clearing
derivatives broker requires a client to deposit as the margin under sub clause (2) and (4) of the first paragraph shall be the same category as those the derivatives clearing house requires its member to secure