order that the derivatives dealers perform their duties with care, prudence and in the best interest of the client. Clause 8 The derivatives dealer shall not disclose false information or conceal facts
on Holding of Investment Units of Mutual Funds and Duties of Management Companies. The intermediary shall dispose of the units invested under (1) of Paragraph 1 at the earliest occasion by taking into
control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited characteristics
encompassing business control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited
securities by a person having duties to submit the registration statement and draft prospectus to the SEC Office in accordance with the following Notifications: (1) the Notification of the Capital Market
the Office of the Securities and Exchange Commission. Clause 2/1 This Notification is applicable to reporting the results of selling securities by a person having duties to submit the registration