needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration process as necessary. In case where
inspection and further consideration are needed, and the Office notifies such necessities to derivatives broker before the date of expiration of the thirty –day period. The Office may extend the consideration
investment of mutual fund, private fund or derivatives investment management; “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital
separately. T - 90 T+ 3 business days T 10 9. Where any person transacts a number of acquisitions and dispositions of the same securities on any single day, the net result of such transactions shall be
September 2020. 4. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day period (the first day being the date of action
3. Date of filing this report to the SEC 28 October 2020 4. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day
filing this report to the SEC 30 October 2020. 4. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day period (the first
. 7. Date of filing this report to the SEC 25 November 2020. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day
December 2020. 4. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day period (the first day being the date of action
filing this report to the SEC 2 December 2020. 4. The highest price paid by the reporting person or person in the same group 1 for its acquisition of the securities during the past 90-day period (the first