SEC revealed that, under the situation of the outbreak of COVID-19 which has impacted the business operations, the financial positions and the performance of listed companies and security issuers

performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as

as the encouragement for listed companies to prioritize sustainability in business, and to become more aware of their impact on the environment, societies, and performance or Environmental, Social

companies while maintaining audit quality in line with international standards. The essence of the proposed amendment covers the following matters:    (1)  To reduce the overall audit performance period to be

protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest

information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits

unprofessional performance of duties in contravention of the Notification of the Capital Market Supervisory Board. The SEC has therefore imposed a 12-month suspension as a capital market investment consultant

Live Chat on the SEC web site.______________________*Remark: The SEC neither certifies investment products nor guarantees returns on investment or operating performance of business operators.   

. Auditing performance by YNP?s auditor -Somchai Kurijitkosol of SK Accountant Services Co., Ltd., was then brought under the SEC?s investigation where Somchai?s serious audit mistake and non-compliance with

Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws