accordance with the principle of fairness and consistency for all funds under its supervision, as specified by the rules and procedures of the Association upon the approval of the Office; (h) Systems for
Businesses . In order to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market
intermediary is obligated to the principles as prescribed in the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses. In order
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
has been subject to the court’s receiving order or declared by any court as an insolvent person; or (2) being an incompetent or a quasi-incompetent person; or (3) having been named in any criminal
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=30&rows=10 31 - 40 of 171 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 5/2023 Dated 21/09
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=0&rows=10 1 - 10 of 205 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2022 Dated
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=0&rows=10 1 - 10 of 195 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2022 Dated 11/01