ธนาคารพาณิชย์(“Basel III”) - ผู้ประกอบธุรกิจต้องจัดให้มีการทดสอบความรู้เพื่อประเมินความเหมาะสมในการลงทุนหรือการทำธุรกรรม (“knowledge test”) เพิ่มเติมสำหรับการให้บริการลูกค้าที่เกี่ยวข้องกับ
ของ International Organization of Securities Commissions (“IOSCO”) โดยหน่วยงานดังกล่าวต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and
Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding
Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding
Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
that the contents added in brackets [….] have only been provided in the English version for clearer understanding. law on financial institution business means Financial Institution Business Act B.E
: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding.
shall determine duties and responsibilities for each operational staffs clearly and arrange a communication and rehearsal of understanding on duties to perform, as well as specify in details of