relaxed rules will allow the private sector to 4 manage foreign exchange and conduct foreign exchange risk management with enhanced convenience and efficiency, effective February 15, 2020, which contain the
No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6
market conduct management to ensure that customers receive fair service and treatment with complete and accurate information about products and services and align with good market conduct practice. 2.2
our services in alignment with customer needs while also maximizing efficiency for KBank under an appropriate risk appetite. Monitoring of initiative implementation to comply with market conduct
governance and regulatory requirements for new directors and executives Undertaking continued training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy
banknotes with commercial banks. 2. Authorized money changers are allowed to conduct foreign currency transactions with commercial banks for payment of purchased foreign currency banknotes to, or exchange of
our good corporate governance practices included: Organizing training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy via the KBank e-Learning
ย่ำงชัดเจน เป็นผลให้ กระบวนกำรท ำ product due diligence ไม่ดีพอ รวมถึงกระบวนกำรขำยไม่ปฏิบัติตำม sales conduct ในกำรติดต่อลูกค้ำ โดยไม่ค ำนึงถึงควำมเหมำะสม และควำมรู้ควำมเข้ำใจในกำรลงทุนของลูกค้ำ และไม่
periods of time: )a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall notify the applicant of any observation from