Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the

Mr. Yongyuth Ngamkaiwan Mr. Yongyuth Ngamkaiwan, the person who is responsible for the operation of Thai Unique Coil Center Public Company Limited (TUCC), failed to supervise TUCC to prepare the

Mr. Apivut Thongkam Mr. Apivut Thongkam, chief executive officer for the operation of AQ Estate Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and submit the reviewed

Mr. Somporn Mangmee Mr. Somporn Mangmee, the chairman of the executive committee (acting) for the operation of PAE (Thailand) Public Company Limited (“PAE”), shall be liable for PAE’s failure to

Mr. Thaveechat Churanggool Between 22 March 2017 to 21 April 2017 Mr. Thaveechat Churanggool, failed to report to the SEC Office the acquisition of NOK Airlines Public Company Limited (“NOK

Mr.Khampol Viratepsuporn Mr. Khampol Viratepsuporn failed to report to the SEC Office the acquisition or disposal of News Network Corporation Public Company Limited (NEWS) shares held by his nominee

Mrs. Chamaiporn Yongvongphaiboon On November 9, 2016 Mrs. Chamaiporn Yongvongpaiboon acquired of Permsin Steel Works Public Company Limited (PERM) shares held by her nominees which caused her

Mr. Vorasit Pokachaiyapat Mr. Vorasit Pokachaiyapat failed to report the acquisition of Finansa Public Company Limited (“FNS”) shares to the SEC Office within the period specified in the

Mr.Pongsak Lothongkam On December 7,2017 Mr.Pongsak Lothongkam acquired of SVI Public Company Limited (SVI) shares held by Eagle Mount Asia Equities Limited which caused his aggregate holding of

Mr. Pramoth Sudjitporn Mr. Pramoth Sudjitporn, Chief Executive Officer at the time of the incident who was responsible for the operation of Asphere Innovations Public Company Limited (“AS”), shall be